Securities offered through Tritaurian Capital, Incorporated – Member FINRA | SIPC | BrokerCheck #45500

Institutional-Grade Digital Asset AccessCompliant, 24/7, On-Chain

SOMA.finance, through Tritaurian Capital (FINRA #45500), provides banks, hedge funds, family offices, RIAs and more with regulated on-chain access to tokenized U.S. equities, pre-IPO securities, private offerings, and digital assets in a framework that satisfies institutional compliance requirements.

FINRA Member #45500
SIPC Member
Registered Transfer Agent
DLT Securities Authority
Full KYC/AML/KYB

The One-Stop Shop for Tokenized Securities

The compliant way to issue and trade tokenized securities 24/7, with truly global reach from one platform.

Brokerage Platforms
Custodians
Self-custody Wallets
Exchanges
Market Makers
SOMA.finance
Full Regulatory Stack
  • Licensed Broker Dealer
  • Licensed Transfer Agent
  • Automated Market Maker
  • Compliance (KYC, AML)
  • Non-Custodial Self-Custody
Full Stock Offerings
  • SIPC Protection
  • Direct Stock Ownership
  • Dividend/Voting Rights
  • Blockchain Agnostic
  • SEC - Qualified Issuance

Directly Backed by the Underlying Assets

Features

Fractional LLC Models (e.g. ONDO, XStocks)

SOMA/Tritaurian Capital (Broker-Dealer)

Is it The Actual Security?

No

Yes

Legal Status

Intermediated contract interests

Direct ownership of underlying asset

Investor Rights

Reinvested or platform-controlled

Retention of voting / dividend rights

Protections

No SIPC protection & untested bankruptcy concerns

SIPC and Bankruptcy Protected

Compliance Layer

Off-chain KYC / wrapped permissions

On-chain KYC/AML integrated

US Retail Access

Restricted (Accredited / Reg D)

Accessible to US Retail

Built for Institutional Requirements

Tokenized US Equities On-Chain

1:1 backed US equities, ETFs, and private securities, 24/7 trading, non-custodial on-chain settlement.

Compliant Yield On-Chain

Earn passive income by putting your tokens into a staking pool - a simple and secure way to earn rewards on your SOMA tokens and tokenized assets.

Earn as an AMM Liquidity Provider

Institutional liquidity providers earn trading fees by contributing to SOMA's compliant AMM pools.

Tokenize & Raise Capital

Issue securities on SOMA Starter under Reg D, Reg S, Reg CF and Reg A/A+ with global retail and institutional investor reach.

Compliance Framework

Regulatory Status

Securities offered through Tritaurian Capital, Incorporated — SEC-registered, FINRA member #45000, SIPC member. Authority includes private placements of digital securities using DLT/blockchain technology, peer-to-peer marketplace trading of digital securities, broker-dealer of government securities. Transfer, issuance, and compliance of securities offered through Tritaurian Transfer, Inc. — US-registered Transfer Agent.

KYC/AML Standard

Full KYC/AML/KYB verification required for all participants. FINRA-compliant due diligence. AFT (anti-financing of terrorism) and anti-front-running background checks included.

Asset Custody

Non-custodial model — institutional assets held in institution's own wallet. Underlying tokenized equity securities held in regulated custody through Tritaurian Capital.

SIPC Protection

Eligible accounts covered up to $500,000 per account ($250,000 for cash) through Tritaurian Capital's SIPC membership.

Reg Frameworks

Reg CF (US and global retail investors, up to $5M), Reg D (accredited investors), Reg S (international investors), Reg A/A+ (broader public offerings). Multi-framework capability for diverse institutional structures.

Platform Capabilities for Institutions

24/7 market access

Trade tokenized equities at any time including outside NYSE/NASDAQ hours.

On-chain settlement

Trades settle directly on-chain, reducing T+2 counterparty risk.

Transparent AMM pricing

No hidden order book, no dark pools, no market manipulations, no institutional trading against the user.

Non-custodial architecture

Institutional wallets maintain asset control at all times

Liquidity provisioning

Earn trading fees as an AMM liquidity provider — new institutional revenue stream.

Multi-asset single dashboard

Equities, crypto, and security tokens from one institutional interface.

Want to find out more?

Contact our team
Tritaurian
Securities offered and regulated activity undertaken by Tritaurian Capital, Incorporated